NT
Nolen F. Turnage
SOUTHSTATE|DUNCANWILLIAMS SECURITIES
Memphis, TN 38138
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CRD#: 2238125
NT
Professional summary
Nolen Fredrick Turnage, who also goes by Rick Turnage, is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Memphis, Tennessee.
Nolen is registered as a RR (Registered Representative) and started their career in finance in 1992. Nolen has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Rick Turnage
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nolen Fredrick Turnage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Office #1: 6750 Poplar Ave. Suite 300, Memphis, TN 38138BD
CRD#: 6950
Memphis, TN
Past
October 14, 2021 - May 3, 2023
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
Denver, CO
Past
January 1, 2005 - October 14, 2021
D.A. DAVIDSON & CO.
BD
CRD#: 199
DENVER, CO
Past
July 14, 1997 - January 1, 2005
KFS BD, INC.
BD
CRD#: 490
OMAHA, NE
Past
October 23, 1995 - July 30, 1997
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
July 6, 1992 - October 26, 1995
WALL STREET ACCESS
BD
CRD#: 10012
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2023)
RR
Arizona(5/24/2023)
RR
Arkansas(5/24/2023)
RR
California(5/24/2023)
RR
Colorado(5/24/2023)
RR
Connecticut(5/24/2023)
RR
Delaware(5/24/2023)
RR
District of Columbia(5/24/2023)
RR
Florida(5/24/2023)
RR
Georgia(5/24/2023)
RR
Hawaii(5/24/2023)
RR
Idaho(5/24/2023)
RR
Illinois(5/24/2023)
RR
Indiana(5/24/2023)
RR
Kansas(5/24/2023)
RR
Kentucky(5/24/2023)
RR
Louisiana(5/24/2023)
RR
Maryland(5/24/2023)
RR
Massachusetts(5/24/2023)
RR
Michigan(5/24/2023)
RR
Minnesota(5/24/2023)
RR
Mississippi(5/24/2023)
RR
Missouri(5/24/2023)
RR
Montana(5/24/2023)
RR
Nevada(5/24/2023)
RR
New Hampshire(5/24/2023)
RR
New Jersey(5/24/2023)
RR
New Mexico(5/24/2023)
RR
New York(5/24/2023)
RR
North Carolina(5/24/2023)
RR
Ohio(6/7/2023)
RR
Oklahoma(5/24/2023)
RR
Oregon(5/24/2023)
RR
Pennsylvania(5/24/2023)
RR
Puerto Rico(5/24/2023)
RR
Rhode Island(5/24/2023)
RR
South Carolina(5/24/2023)
RR
Tennessee(5/24/2023)
RR
Texas(5/24/2023)
RR
Utah(5/24/2023)
RR
Virgin Islands(5/24/2023)
RR
Virginia(5/24/2023)
RR
Washington(5/24/2023)
RR
West Virginia(5/24/2023)
RR
Wisconsin(5/24/2023)
RR
Wyoming(5/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP
CRD#: 6950 / SEC#: 801-68820, 8-18971
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
6750 Poplar Avenue Suite 300, Memphis, TN 38138
Mailing Address
6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424
Phone number
(901) 260-6800
Established
Tennessee since 03/31/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950Memphis, TN 38138TRUST BUT VERIFY
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