Paul R. Forney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Raymond Forney, who also goes by Paul Raymond Forney Jr, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1992. Paul had worked at 12 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2011 - June 17, 2013
MERRIMAC CORPORATE SECURITIES, INC.
September 19, 2011 - June 17, 2013
MERRIMAC CORPORATE SECURITIES, INC.
August 10, 2007 - October 5, 2009
NEW ENGLAND SECURITIES
July 9, 2007 - October 5, 2009
NEW ENGLAND SECURITIES
May 25, 2006 - December 6, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
May 12, 2006 - December 6, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
January 30, 2006 - March 21, 2006
SIGNATOR INVESTORS, INC.
October 4, 2005 - December 20, 2005
UBS FINANCIAL SERVICES INC.
April 9, 2004 - May 25, 2005
PRINCIPAL SECURITIES, INC.
April 11, 2002 - July 2, 2002
E*TRADE SECURITIES LLC
July 14, 1998 - February 11, 2002
SIGNATOR INVESTORS, INC.
February 22, 1995 - July 18, 1996
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 29, 1994 - February 22, 1995
NATIONSSECURITIES
February 15, 1994 - May 3, 1994
PENN CAPITAL FINANCIAL SERVICES, INC.
May 11, 1992 - February 11, 1994
METROPOLITAN LIFE INSURANCE COMPANY
May 11, 1992 - February 11, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
