Joel L. Gold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel L Gold was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1971. Joel had worked at 14 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2013 - February 19, 2014
BLACKBOOK CAPITAL, LLC
April 23, 2012 - December 12, 2012
BUCKMAN, BUCKMAN & REID, INC.
June 10, 2010 - April 13, 2012
BUCKMAN, BUCKMAN & REID, INC.
November 11, 2004 - June 15, 2010
ANDREW GARRETT INC.
February 17, 2000 - November 11, 2004
BERRY-SHINO SECURITIES, INC.
October 11, 1999 - January 3, 2000
J.W. BARCLAY & CO., INC.
January 11, 1999 - October 14, 1999
SOLID ISG CAPITAL MARKETS, LLC
October 17, 1997 - January 7, 1999
COLEMAN & COMPANY SECURITIES, INC.
June 18, 1996 - September 24, 1997
LT LAWRENCE & CO., INC.
April 25, 1995 - May 11, 1996
DETWILER FENTON & CO.
April 7, 1992 - April 20, 1995
ABN AMRO SECURITIES LLC
May 25, 1990 - February 19, 1992
J.P. MORGAN SECURITIES LLC
January 6, 1977 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
May 11, 1971 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/26/1968
Registered Representative ExaminationCurrent Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
