Ana N. Blumberg-markus

BEVERLY HILLS CAPITAL MANAGEMENT LLC

BEVERLY HILLS, CA

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CRD#: 2237996

Professional summary

Ana Nmn Blumberg-markus, who also goes by Ana Blumberg, Ana Blumberg-markus, Ana Blumbergmarkus, is a registered financial advisor currently at BEVERLY HILLS CAPITAL MANAGEMENT LLC located in Beverly Hills, California.

Ana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Ana has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ana Blumberg | Ana Blumberg-Markus | Ana Blumbergmarkus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MS. BLUMBERG IS A SCULPTOR, NOT INVESTMENT RELATED, 136 SOUTH CLARK DRIVE, BEVERLY HILLS, California 90211, ARTISTIC IN NATURE, SCULPTOR, START DATE: JANUARY 2008, 16 HOURS A MONTH, NONE DURING TRADING HOURS, MS. BLUMBERG MAY SCULPT AND SELL PIECES IRREGULARLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ana Nmn Blumberg-markus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2012 - Present

BEVERLY HILLS CAPITAL MANAGEMENT LLC

RIA

CRD#: 164142

BEVERLY HILLS, CA

Past

January 7, 2009 - August 22, 2011

BEVERLY HILLS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 148205

BEVERLY HILLS, CA

Past

May 17, 2007 - September 5, 2012

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

BEVERLY HILLS, CA

Past

March 21, 2005 - September 5, 2012

BOLTON GLOBAL CAPITAL

CRD#: 15650

BEVERLY HILLS, CA

Past

December 2, 2003 - March 4, 2005

VALLEY FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 105387

BEVERLY HILLS, CA

Past

December 19, 2002 - March 4, 2005

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387

NEW YORK, NY

Past

May 24, 2002 - December 17, 2002

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

BEVERLY HILLS, CA

Past

March 9, 2002 - December 17, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

September 11, 1998 - March 9, 2002

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

June 10, 1992 - September 15, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/8/1992

General Securities Representative Examination

Current Firm

BEVERLY HILLS CAPITAL MANAGEMENT LLC

CRD#: 164142 / SEC#:

California

Registered Investment Advisory firm - (6/13/2012 Approved)

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Contact information

Main Address

Beverly Hills, CA

Mailing Address

Phone number

(310) 742-6728

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 16,940,698

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ana N. Blumberg-markus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ana Nmn Blumberg-markus's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEVERLY HILLS CAPITAL MANAGEMENT, LLC

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

VALLEY FINANCIAL MANAGEMENT, INC.

VALLEY FINANCIAL MANAGEMENT, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

SUTRO & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/1994

Series 63

Date: 6/15/1992

Series 7

Date: 6/8/1992

Current Firm

BEVERLY HILLS CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEVERLY HILLS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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