Gary A. Schuman
Professional summary
Gary Alan Schuman is a registered financial professional currently at MDB CAPITAL located in Addison, Texas.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1992. Gary has worked at 7 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Alan Schuman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2009 - Present
MDB CAPITAL
Office #1: 14135 Midway Road, Suite G-150, Addison, TX 75001January 5, 2009 - June 19, 2018
MENTOR SECURITIES, LLC
March 16, 2004 - April 15, 2004
THOMAS GREEN SECURITIES, INC.
October 9, 2003 - November 3, 2008
USBX ADVISORY SERVICES, LLC
July 21, 1999 - August 7, 2000
NBC FINANCIAL, INC.
April 25, 1995 - September 30, 2013
EQUIBOND, INC.
August 19, 1994 - May 1, 1995
DRAKE & COMPANY, INC.
May 15, 1992 - August 31, 1992
DRAKE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2018)
(12/7/2009)
(3/24/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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