Eric Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Fernandez was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1995. Eric had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2011 - December 3, 2014
IRC SECURITIES LLC
July 22, 2009 - October 6, 2010
CIRRUS RESEARCH, LLC
April 23, 2009 - September 15, 2009
PULSE TRADING, INC.
March 31, 2000 - February 22, 2002
COWEN AND COMPANY
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
July 11, 1997 - March 31, 2000
CITIGROUP GLOBAL MARKETS INC.
September 19, 1996 - June 5, 1997
CIBC WORLD MARKETS CORP.
July 26, 1995 - August 28, 1996
KLEINWORT BENSON NORTH AMERICA INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
