Nicholas P. Chapman
Professional summary
Nicholas Paul Jason Chapman, who also goes by Nicholas Chapman, Nick Chapman, is a registered financial professional currently at TNCP, LLC located in Stamford, Connecticut.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1992. Nicholas has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Paul Jason Chapman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2010 - Present
TNCP, LLC
Office #1: 9 West Broad Street Suite 510, Stamford, CT 06902July 18, 2007 - June 3, 2010
KNOX SECURITIES CORP.
February 9, 1998 - January 25, 2000
DUNN JOHNSTON & COMPANY, INC.
May 11, 1993 - August 8, 1994
WACHOVIA SECURITIES, INC.
July 2, 1992 - February 18, 1993
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2010)
(10/3/2025)
(5/5/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TNCP, LLC
CRD#: 150134 / SEC#: , 8-68220
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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