Jose P. Valenzuela
Professional summary
Jose Pedro Valenzuela is a registered financial professional currently at ALTERNA SECURITIES, INC. located in Houston, Texas.
Jose is registered as a RR (Registered Representative) and started their career in finance in 1992. Jose has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Pedro Valenzuela's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 1996 - Present
ALTERNA SECURITIES, INC.
Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056November 7, 1994 - June 27, 1996
BURSAMEX INC.
March 17, 1994 - October 24, 1994
BBVA INVESTMENTS INC.
August 19, 1992 - October 12, 1993
SCOTIA INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2015)
(9/27/1996)
(8/4/2005)
Exams
FINRA
Current Firm
ALTERNA SECURITIES, INC.
CRD#: 41139 / SEC#: , 8-49311
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
