LR
Larry Resczenski
COLLABORATIVE WEALTH
Gainesville, FL 32606
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CRD#: 2236292
LR
Professional summary
Larry Resczenski, who also goes by Larry Reszenski, is a registered financial advisor currently at COLLABORATIVE WEALTH located in Gainesville, Florida and LPL FINANCIAL LLC located in Gainesville, Florida.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Larry has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Reszenski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)11/2019 - DBA for LPL Business (entity for LPL business) - Collaborative Wealth Management, Inc - 100% - INVESTMENT RELATED - GAINESVILLE, FL 32606 2)2001 - Notary - LARRY RESCZENSKI - 0% - INVESTMENT RELATED - HORSESHOE BEACH, FL 32648 3)11/2019 - DBA for LPL Business (entity for LPL business) - COLLABORATIVE WEALTH - INVESTMENT RELATED - GAINESVILLE, FL 32606 4) 1/22/2020 - Collaborative Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 10/30/2019 - 160 Hours Per Month - I provide investment advisory services through Collaborative Wealth, an independent investment advisor firm. I started this business activity in 1/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) Mr. Resczenski is the Treasurer of his Condo Association, The Lofts at West University Avenue Condominium Association. A management company oversees the finances.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Resczenski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2018 - Present
COLLABORATIVE WEALTH
Office #1: 4915 Nw 43rd Street, Gainesville, FL 32606RIA
CRD#: 142106
Gainesville, FL
Current
December 2, 2019 - Present
LPL FINANCIAL LLC
Office #1: 4915 Nw 43rd Street, Gainesville, FL 32606RIA
BD
CRD#: 6413
Gainesville, FL
Past
June 12, 2015 - September 27, 2018
MARKEY WEALTH MANAGEMENT
RIA
CRD#: 172554
GAINESVILLE, FL
Past
April 30, 2013 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
GAINESVILLE, FL
Past
April 26, 2013 - October 9, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
GAINESVILLE, FL
Past
December 19, 2003 - May 2, 2013
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
GAINESVILLE, FL
Past
February 4, 2002 - May 2, 2013
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/16/2023)
IAR
Florida(9/19/2018)
RR
Florida(12/2/2019)
RR
Georgia(12/2/2019)
RR
Minnesota(6/18/2024)
RR
North Carolina(12/3/2019)
RR
South Carolina(12/2/2019)
RR
Texas(7/10/2020)
RR
Virginia(12/6/2021)
RR
Washington(7/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
972 International Parkway, Lake Mary, FL 32746
Mailing Address
Phone number
(407) 792-3336
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,810 |
| AUM (Assets Under Management) | $ 564,031,327 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLLABORATIVE WEALTH
CRD#: 142106Gainesville, FL 32606TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
