William J. Damon
Professional summary
William Joseph Damon, who also goes by Billy Damon Jr, William Joseph Damon Jr, William Joseph Damon, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Hazlet, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Damon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2025 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 12 Crown Plaza Suite 201, Hazlet, NJ 07730June 18, 2018 - April 1, 2025
CELADON FINANCIAL GROUP LLC
February 2, 2017 - June 19, 2018
ALTERNATIVE EXECUTION GROUP
June 2, 2016 - February 1, 2017
CELADON FINANCIAL GROUP LLC
June 12, 2013 - June 14, 2016
BUCKMAN, BUCKMAN & REID, INC.
August 24, 2012 - June 10, 2013
PUMA CAPITAL, LLC
May 27, 2011 - August 20, 2012
BUCKMAN, BUCKMAN & REID, INC.
February 24, 2005 - May 27, 2011
SETON SECURITIES GROUP, INC.
November 17, 2004 - February 24, 2005
CROWN FINANCIAL GROUP, INC.
August 3, 2004 - November 16, 2004
PUGLISI & CO.
April 11, 2003 - August 17, 2004
CROWN FINANCIAL GROUP, INC.
June 6, 2002 - April 10, 2003
NATIONAL SECURITIES CORPORATION
March 1, 2001 - October 31, 2001
NATIONAL SECURITIES CORPORATION
November 2, 2000 - March 5, 2001
ALFRED SECURITIES, INC.
June 25, 1999 - October 26, 2000
SHARPE CAPITAL, INC.
December 23, 1998 - June 7, 1999
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2025)
(3/20/2025)
(3/20/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/21/2002
Limited Representative-Equity Trader ExamSeries 11
Date: 12/22/1998
Assistant Representative-Order Processing Qualification ExamFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
