AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Robert John Goellner

Robert John Goellner

CFP®
CRD# 223577·Registered 1972 - 2023
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert John Goellner, CFP® was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1972 - 2023. Robert had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 51 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Credentials

CFP®
Certified Financial PlannerSince 1985

Years of Experience

54 years in the financial services industry

Current & Past Employments

VANDERBILT ADVISORY SERVICES·CRD# 116537
RIA
Metuchen, NJ
August 29, 2017 - December 31, 2023
VANDERBILT SECURITIES, LLC·CRD# 5953
BD
Metuchen, NJ
August 29, 2017 - December 31, 2023
OSAIC SERVICES, INC.·CRD# 133763
RIA
Metuchen, NJ
November 6, 2007 - August 31, 2017
OSAIC SERVICES, INC.·CRD# 133763
BD
Metuchen, NJ
November 1, 2007 - August 31, 2017
COMMON INTERESTS, INC·CRD# 121363
RIA
Metuchen, NJ
October 11, 2004 - November 12, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Metuchen, NJ
October 18, 1996 - November 2, 2007
THE ADVISORS GROUP, INC.·CRD# 14035
BD
Bethesda, MD
November 6, 1984 - October 25, 1996
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
March 1, 1984 - December 5, 1984
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
November 19, 1981 - May 29, 1984
NYLIFE SECURITIES LLC·CRD# 5167
BD
May 1, 1972 - November 27, 1979

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

VA
VANDERBILT ADVISORY SERVICES

4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ASTON CONSULTING GROUP | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - SEC (10/23/2012 Approved)
California
Registered Investment Advisory firm - California (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - New York (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/31/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone Number

(631) 845-5100

# of Employees

161

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (12/16/2025)

Regulatory Assets Under Management

Total Number of Accounts

6,470

AUM (Assets Under Management)

$2,111,673,883

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Common Interest, LLC. Investment Related. Start date: 02/14/2020. Address: 160 Durham Avenue Ste. 105 Metuchen NJ. 08840. Title: Managing Partner. Duties: Manage daily activities of the business. Time spent during regular business hours is 95%. 2) Iglesia Presbiteriana Neuvas Fronteras Iglesia Presbiteriana. Not investment related. Start date: 10/31/2022. Address: 170 Watchung Avenue, North Plainfield New Jersey, 07060. Title: Acting Business Manager. Duties: This is a short-term "Acting" position which involves general oversight of the daily operations of a church, in terms of church events, rental tenants, physical appearance, buildings and grounds and overall program management. This position also oversees the cash flow of the operations and timely payment of all of the vendors bills and invoices. It includes the awareness of the church investment fund. Investment decisions will continue to be made by the finance committee, and I will be reporting to that committee on a regular basis, but will NOT be a member of the committee and will not have a vote in their proceedings. Additionally, this position does NOT allow this acting person to handle cash money or church money, or any of the bank accounts, etc. The Treasurer is the person who can write checks, make deposits, and work directly with any vendor, person, and request money movement from the investment account. The plan is to replace this Acting person as soon as a qualified person is found and trained. Time spent during regular hours: 10%. 3) Robert J Goellner Insurance Agent. Start date: 09/07/1977. Address: 160 Durham Avenue Ste. 105 Metuchen NJ. 08840. Title: Owner. Duties: Offering the best Life, Health, or Annuity products to our clients that are designed to meet their specific needs, based on a complete analysis of their financial picture. Time spent during regular business hours is .5%. 4) Muhlenburg Foundation Board of trustees. Not Investment Related. Start date: 09/01/2017. Address: 80 James Street. Edison NJ. 08820. Title: Secretary. Duties: Tend to the needs of the Foundation in terms of gathering donations and overseeing the daily running of the Foundation. I am Secretary so that I have the additional duties of taking meeting minutes and signing documents as Secretary.. I have NO ability to write checks for the foundation OR be involved directly or otherwise with any of the investment of the donations or Foundation Investments. The Investments are managed by an outside bank which manages the Foundation Money exclusively. Time spent during regular business hours is 0%.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANDERBILT ADVISORY SERVICES

4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ASTON CONSULTING GROUP | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166
RIA
Registered Investment Advisory firm - SEC (10/23/2012 Approved)
California
Registered Investment Advisory firm - California (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - New York (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - West Virginia (10/31/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Apr 1972

Series 51 — Municipal Fund Securities Principal Examination

Passed Oct 2003About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Sep 1988About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Robert John Goellner
Follow Robert
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required