Frank E. Hacklander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Erich Hacklander, who also goes by Frank Hacklander, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1992. Frank had worked at 9 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2016 - July 5, 2016
NATIONAL SECURITIES CORPORATION
July 12, 2010 - November 18, 2015
GUGGENHEIM SECURITIES, LLC
December 14, 2007 - July 30, 2010
SUMMIT SECURITIES GROUP LLC
June 1, 2004 - December 3, 2007
SG AMERICAS SECURITIES, LLC
March 17, 2003 - March 31, 2004
APEX CLEARING CORPORATION
April 13, 1999 - January 10, 2003
BANC OF AMERICA SECURITIES LLC
April 24, 1997 - January 7, 1999
J.P. MORGAN SECURITIES LLC
April 10, 1997 - April 23, 1997
UBS SECURITIES LLC
December 24, 1992 - April 1, 1997
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
