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Paul William Dickinson

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS
BOSTON, MA
·CRD# 2234977·34 years registered

Professional Summary

Paul William Dickinson is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts. Paul is registered as a RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years registered in the securities industry

Current & Past Employments

Current

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLCCurrent·CRD# 28262
BD
200 Berkeley Street, Boston, MA 02116
May 6, 2015 - Present
JOHN HANCOCK DISTRIBUTORS LLCCurrent·CRD# 5249
BD
200 Berkeley Street, Boston, MA 02116
May 6, 2015 - Present
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLCCurrent·CRD# 150842
BD
200 Berkeley Street, Boston, MA 02116
October 6, 2023 - Present

Past

FIDELITY DISTRIBUTORS COMPANY LLCPast·CRD# 17507
BD
Smithfield, RI
April 5, 2012 - April 24, 2015
ASCENSUS BROKER DEALER SERVICES, LLCPast·CRD# 36478
BD
Needham, MA
April 10, 2007 - March 13, 2012
FUNDS DISTRIBUTOR, LLCPast·CRD# 7174
BD
Portland, ME
May 22, 1998 - November 19, 2001
DEAM INVESTOR SERVICES, INC.Past·CRD# 754
BD
New York, NY
August 21, 1992 - October 24, 1996

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Current Firm

MJ
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | MELIO SECURITIES COMPANY, LLC

CRD#: 150842 / SEC#: 8-68303
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

200 Berkeley Street, Boston, MA 02116

Mailing Address

200 Berkeley Street, Boston, MA 02116

Phone Number

(888) 695-4472

Established

Illinois since 04/10/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK SUBSIDIARIES LLCHOLDING COMPANY (100% DIRECT OWNER)—
BOGLE, JAMES WILLIAMPRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL7344902
COMER, DOUGLAS J MRCHIEF EXECUTIVE OFFICER4887129
DICKINSON, PAUL WILLIAMCHIEF COMPLIANCE OFFICER2234977
TOTH, CHARLES SANDORPRESIDENT1414129

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(1/29/2024)
RR
Massachusetts
(1/29/2024)
RR
Minnesota
(2/6/2024)
RR
Nevada
(1/29/2024)
RR
South Dakota
(1/29/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2024About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1992About the Series 6 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Apr 2008About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Dec 2007About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 1998About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Paul William Dickinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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