JN
John C. Nave
CETERA INVESTMENT ADVISERS LLC
Pittsburgh, PA 15227
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CRD#: 2234531
JN
Professional summary
John Courtney Nave is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pittsburgh, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Pittsburgh, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/2004 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: BRENTWOOD BANK DBA BRENTWOOD ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, AVP WITH BANK, PRESIDENT/PROGRAM MANAGER WITH DBA START DATE: 5/1992 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDE BROKERAGE, ADVISORY AND INSURANCE SERVICES TO CLIENTS WHEN NEEDED;
CRS (Client Relationship Summary) - RIA
Click below to view John Courtney Nave's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3635 Brownsville Rd, Pittsburgh, PA 15227RIA
CRD#: 105644
Pittsburgh, PA
Current
July 28, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3635 Brownsville Rd, Pittsburgh, PA 15227BD
CRD#: 13572
Pittsburgh, PA
Past
July 12, 2011 - August 23, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
Past
July 5, 2011 - August 23, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Past
November 4, 2004 - May 22, 2014
BRENTWOOD ADVISORS, LLC
RIA
CRD#: 119337
BETHEL PARK, PA
Past
October 14, 2004 - June 11, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
BETHEL PARK, PA
Past
March 1, 2002 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
BETHEL PARK, PA
Past
June 28, 2001 - March 1, 2002
T.H.E. FINANCIAL GROUP, LTD
BD
CRD#: 14720
MECHANICSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/28/2023)
RR
Maryland(7/28/2023)
RR
Michigan(7/28/2023)
RR
North Carolina(8/3/2023)
RR
Ohio(1/17/2025)
RR
Pennsylvania(7/28/2023)
IAR
Pennsylvania(7/28/2023)
RR
South Carolina(7/28/2023)
RR
Virginia(5/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Pittsburgh, PA 15227TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
