Shelly S. Singhal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelly Sean Singhal, who also goes by Shelly Shailash, Shelly S Singhal, was a registered financial professional .
Shelly is a previously registered financial professional and started their career in finance in 1993. Shelly had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2005 - October 1, 2007
BEDROCK SECURITIES, LLC
August 16, 2002 - July 16, 2004
FIRST SECURITIES USA, INC.
January 16, 2002 - July 9, 2002
VFINANCE INVESTMENTS, INC
July 11, 2001 - November 29, 2001
INDEPENDENT FINANCIAL GROUP, LLC
May 17, 2001 - June 1, 2001
BLUESTONE CAPITAL CORP.
February 7, 2001 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
February 22, 1996 - August 22, 2000
ROTH CAPITAL PARTNERS, LLC
September 28, 1993 - January 4, 1995
THE ARGOSY SECURITIES GROUP, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/14/2005
Limited Representative-Equity Trader ExamCurrent Firm
BEDROCK SECURITIES, LLC
CRD#: 133253 / SEC#: , 8-66702
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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