Marshall K. Delano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall Kent Delano, who also goes by Marshall Delano, was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1993. Marshall had worked at 4 firms and has passed the Series 63, Series 65, Series 7, Series 2, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2003 - March 27, 2014
DELANO INVESTMENT ADVISORY, LLC
September 28, 1999 - July 5, 2001
S.G. LONG & COMPANY
January 4, 1999 - November 10, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 1, 1993 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/13/1992
Non-Member General Securities ExaminationSeries 28
Date: 8/10/1999
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
DELANO INVESTMENT ADVISORY, LLC
CRD#: 114105 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 20,900,000 |
Red Flags
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