Terence J. Barry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Joseph Barry was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1992. Terence had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2014 - July 24, 2015
ROBOTTI & COMPANY ADVISORS, LLC
June 17, 2003 - July 24, 2015
ROBOTTI SECURITIES, LLC
April 27, 1994 - December 5, 2002
WALL STREET ACCESS
July 14, 1992 - March 9, 1994
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
ROBOTTI & COMPANY ADVISORS, LLC
CRD#: 128093 / SEC#: 801-60314
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
ROBOTTI & COMPANY ADVISORS, LLC
CRD#: 128093 / SEC#: 801-60314
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 251 |
| AUM (Assets Under Management) | $ 881,805,476 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/28/2025 | ||
| 10/25/2024 | ||
| 10/26/2023 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
