Gwyneth B. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gwyneth Blanchard Roberts, who also goes by Gwen Roberts, Gwyn Roberts, was a registered financial professional .
Gwyneth is a previously registered financial professional and started their career in finance in 1993. Gwyneth had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2010 - June 12, 2018
SUSQUEHANNA FINANCIAL GROUP, LLLP
January 20, 2009 - April 22, 2010
CITIZENS JMP SECURITIES, LLC
February 23, 2005 - January 9, 2009
WELLS FARGO SECURITIES, LLC
April 24, 2000 - February 22, 2005
THOMAS WEISEL PARTNERS LLC
July 11, 1997 - March 29, 2000
CIBC WORLD MARKETS CORP.
December 19, 1996 - July 3, 1997
LOEWENBAUM & COMPANY INCORPORATED
February 11, 1993 - September 1, 1994
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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