Edward L. Marmande
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Lee Marmande was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1992. Edward had worked at 5 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - December 31, 2016
GROVE POINT INVESTMENTS, LLC
December 3, 2013 - December 31, 2016
GROVE POINT INVESTMENTS, LLC
October 30, 2003 - September 9, 2013
LPL FINANCIAL LLC
September 6, 2002 - September 9, 2013
LPL FINANCIAL LLC
April 29, 1994 - September 5, 2002
SECURITIES AMERICA, INC.
September 28, 1992 - April 22, 1994
OSAIC WEALTH, INC.
June 16, 1992 - September 8, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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