Michael G. Willis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Glenn Willis, who also goes by Mike Willis, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2022 - December 31, 2023
ONEFUND, LLC
August 28, 2019 - December 31, 2021
ONEFUND, LLC
April 21, 2006 - December 20, 2007
GVC CAPITAL LLC
July 23, 2004 - December 31, 2012
THE INDEX GROUP, LIMITED LIABILITY COMPANY
July 23, 2004 - August 28, 2019
THE INDEX GROUP, LIMITED LIABILITY COMPANY
April 16, 2004 - April 21, 2006
LPL FINANCIAL LLC
April 16, 2004 - April 21, 2006
LPL FINANCIAL LLC
April 30, 1999 - May 10, 2004
UBS FINANCIAL SERVICES INC.
April 30, 1999 - May 10, 2004
UBS FINANCIAL SERVICES INC.
February 7, 1994 - May 10, 1999
CITIGROUP GLOBAL MARKETS INC.
November 16, 1992 - January 25, 1994
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
ONEFUND, LLC
CRD#: 305171 / SEC#: 801-117228
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEFUND, LLC
CRD#: 305171 / SEC#: 801-117228
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 134,465,687 |
Red Flags
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