James W. Wolfe
Professional summary
James William Wolfe, AIF®, who also goes by Jim Wolfe, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Meridian, Idaho and CETERA ADVISORS LLC located in Meridian, Idaho.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. James has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James William Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1020 N Hickory Ste 105, Meridian, ID 83642October 1, 2015 - Present
CETERA ADVISORS LLC
Office #1: 1020 N Hickory Ave Ste 105, Meridian, ID 83642October 1, 2015 - March 21, 2024
CETERA ADVISORS LLC
August 22, 2005 - October 7, 2015
COMMONWEALTH FINANCIAL NETWORK
August 22, 2005 - October 7, 2015
COMMONWEALTH FINANCIAL NETWORK
March 28, 2005 - September 9, 2005
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 16, 2003 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 19, 2003 - September 9, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 1, 1995 - May 21, 2003
D.A. DAVIDSON & CO.
January 4, 1993 - June 14, 1995
ESSEX NATIONAL SECURITIES, LLC
June 12, 1992 - December 31, 1992
MARKETING ONE SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2015)
(10/1/2015)
(10/1/2015)
(10/1/2015)
(10/1/2015)
(3/21/2024)
(10/9/2023)
(6/21/2022)
(10/1/2015)
(10/8/2015)
(5/8/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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