Eduardo Leon Jr
Professional Summary
Eduardo Leon JR is a registered financial advisor currently at GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas. Eduardo is registered as a RR (Registered Representative) and started their career in finance in 1992. Eduardo has worked at 3 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
GLOBAL FINANCIAL SERVICES, INC. | GLOBAL FINANCIAL SERVICES, LLC | GLOBAL FINANCIAL SERVICES, L.L.C.
Contact Information
Main Address
1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019Mailing Address
1330 Post Oak Blvd Ste 2100, Houston, TX 77056-3019Phone Number
(713) 968-0400Established
Texas since 12/20/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFS HOLDINGS, LLC | MEMBER | — |
| CATHRINER, WILLIAM WALTER II | CHIEF COMPLIANCE OFFICER | 1686950 |
| CHAPA, GERARDO ARTURO | MANAGING DIRECTOR | 1451790 |
| GUNZENHAUSER, RADFORD MICHAEL | FINANCIAL OPERATIONS PRINCIPAL | 7253452 |
| IBARRA, JORGE EDUARDO | CHIEF OPERATING OFFICER | 3079569 |
| MEDRANO, DILIA ELIZABETH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 4626600 |
| TELLEZ, ALFREDO | SENIOR VICE PRESIDENT & DIRECTOR | 2616322 |
| VILLARREAL GUERRA, VICTOR MANUEL | DIRECTOR | 5310319 |
Disclosures
Regulatory Event
6Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/26/2016)
(12/20/2019)
(7/12/1994)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Sep 2000SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eduardo Leon JR's CRS (Customer Relationship Summary).
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