ST
Steven D. Trigili
GARDEN STATE INVESTMENT ADVISORY SERVICES
Red Bank, NJ 07701
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CRD#: 2232496
ST
Professional summary
Steven David Trigili is a registered financial advisor currently at GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC located in Red Bank, New Jersey and GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LIFE AND HEALTH INSURANCE LICENSED, SINCE 1995, LESS THAN 1 HOUR/MONTH; 2. INDEPENDENT COMPLIANCE AND REGULATORY CONSULTING, SINCE JULY 2009, LESS THAN 10 HRS/MONTH; 3. ADJUNCT INSTRUCTOR, GRADUATE SCHOOL OF BUSINESS, SOUTHERN NEW HAMPSHIRE UNIVERSITY, MANCHESTER, NH; 4. ADJUNCT INSTRUCTOR, OCEAN COUNTY COLLEGE, TOMS RIVER, NJ; 5. ADJUNCT INSTRUCTOR, GEORGIAN COURT UNIVERSITY, LAKEWOOD, NJ; 6. ADJUNCT INSTRUCTOR, GRADUATE SCHOOL OF BUSINESS, NORTHERN STATE UNIVERSITY, ABERDEEN, SD; 7. SDT RESOURCES, LLC, REAL ESTATE, SINCE MARCH 2020, LESS THAN 1 HR/MONTH. NONE ARE INVESTMENT-RELATED. BUSINESS FOR ITEM 1 CONDUCTED OUT OF GSS REGISTERED BRANCH LOCATION.
CRS (Client Relationship Summary) - RIA
Click below to view Steven David Trigili's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2010 - Present
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701RIA
CRD#: 133088
Red Bank, NJ
Current
October 1, 2009 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701BD
CRD#: 10083
Red Bank, NJ
Past
March 23, 2004 - October 1, 2009
PHD CAPITAL
BD
CRD#: 38785
NEW YORK, NY
Past
July 23, 2003 - February 11, 2004
INTERNATIONAL PLANNING ALLIANCE, LLC
RIA
CRD#: 120701
SOUTH PLAINFIELD, NJ
Past
February 25, 2003 - March 31, 2004
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
S PLAINFIELD, NJ
Past
May 3, 1999 - March 31, 2004
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
January 18, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
August 19, 1994 - December 9, 1994
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
BD
CRD#: 8143
NEW YORK, NY
Past
July 6, 1992 - September 15, 1994
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CLU WEALTH ADVISORS LLC | TOTAL WEALTH ENHANCEMENT GROUP LLC | LA BOIS PARTNERS | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC | GARDEN STATE INVESTMENT ADVISORY SERVICES LLC | COLTS NECK FINANCIAL
CRD#: 133088 / SEC#: 801-79500
RIA
Registered Investment Advisory firm - (4/23/2014 Approved)Idaho
Registered Investment Advisory firm - (4/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(10/1/2009)
IAR
New Jersey(6/23/2010)
RR
New York(10/1/2009)
RR
South Carolina(1/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/23/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CLU WEALTH ADVISORS LLC | TOTAL WEALTH ENHANCEMENT GROUP LLC | LA BOIS PARTNERS | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC | GARDEN STATE INVESTMENT ADVISORY SERVICES LLC | COLTS NECK FINANCIAL
CRD#: 133088 / SEC#: 801-79500
RIA
Registered Investment Advisory firm - (4/23/2014 Approved)Idaho
Registered Investment Advisory firm - (4/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
328 Newman Springs Road, Red Bank, NJ 07701
Mailing Address
Phone number
(732) 280-6886
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,122 |
| AUM (Assets Under Management) | $ 561,548,738 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
