Donald L. Bielen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Bielen, CFP®, who also goes by Don Bielen, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1992. Donald had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
January 24, 2022 - January 17, 2025
KCOE CAPITAL LLC
July 18, 2016 - December 23, 2020
CONFLUENCE WEALTH MANAGEMENT LLC
September 16, 2004 - June 7, 2016
COLDSTREAM WEALTH MANAGEMENT
December 24, 2001 - December 31, 2004
CINCINNATI ANALYSTS, INC.
January 27, 1993 - December 31, 2004
CINCINNATI ANALYSTS, INC.
April 24, 1992 - January 13, 1993
ROBERT W. BAIRD & CO. INCORPORATED
April 24, 1992 - January 13, 1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/24/2022
Investment Banking Registered Representative ExaminationCurrent Firm
KCOE CAPITAL LLC
CRD#: 104609 / SEC#: , 8-52955
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PINION WEALTH MANAGEMENT, LLC | SHAREHOLDER | |
| CALLAHAN, STEVEN JOSEPH | TREASURER, FINANCIAL PRINCIPAL, PFO, POO | 5451566 |
| DEGENSHEIN, DEBRA ANN | VP ADMINISTRATION & MUNI PRINCIPAL | 2923781 |
| FUNK, DONNA MARIE | CHAIRMAN OF BOARD | 7253561 |
| GIBBS, BRYCE EDWARD | DIRECTOR | 7255260 |
| MARTIN, PETER T | LLC MANAGER, CCO, AND AMLCO | 4901731 |
| WALD, JEFFREY JAY | DIRECTOR | 4742155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
