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RL

Robert M. Leboyer

NOBLE CAPITAL MARKETS
St. Louis, MO 63108
Some features on this profile are disabled
CRD#: 2231779
RL

Professional summary

Robert Michael Leboyer is a registered financial professional currently at NOBLE CAPITAL MARKETS, INC. located in St. Louis, Missouri.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Leboyer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2021 - Present

NOBLE CAPITAL MARKETS, INC.

Office #1: 393 N. Euclid Suite 220, St. Louis, MO 63108
BD
CRD#: 15768
St. Louis, MO
Past

June 11, 2019 - March 11, 2021

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
New York, NY
Past

January 5, 2018 - November 1, 2018

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEW YORK, NY
Past

July 14, 2015 - February 2, 2018

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

July 30, 2014 - June 15, 2015

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

October 29, 2009 - August 19, 2013

AURORA CAPITAL LLC

BD
CRD#: 37924
BRIDGEHAMPTON,, NY
Past

August 22, 2006 - August 10, 2007

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

August 6, 2003 - November 22, 2005

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY
Past

August 21, 2002 - March 27, 2003

DPEC CAPITAL, INC.

BD
CRD#: 103737
NEW YORK, NY
Past

October 24, 2001 - September 5, 2002

NEW VERNON SECURITIES, LLC

BD
CRD#: 44308
RIDGEWOOD, NJ
Past

May 7, 2001 - May 21, 2001

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA
Past

August 20, 1992 - December 7, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(4/15/2021)
RR
New York
(5/25/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 12/11/2014
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 9/12/2014
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 8/18/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NOBLE CAPITAL MARKETS, INC.
NOBLE CAPITAL MANAGEMENT INC | NOBLE LIFE SCIENCE PARTNERS | NOBLE INTERNATIONAL INVESTMENTS, INC. | NOBLE FINANCIAL CAPITAL MARKETS | NOBLE CAPITAL MARKETS, INC.

CRD#: 15768 / SEC#: , 8-32706

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Mailing Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Phone number
(561) 994-1191
Established
Florida since 09/21/1984
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NOBLE FINANCIAL GROUP, INC.SHAREHOLDER
LEAN, DAVID JONATHANCCO3114377
PRONK, NICOLAAS PETRUSOWNER, CEO, CFO1726101

Disclosures

Regulatory Event9
Arbitration11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768St. Louis, MO 63108

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