Michael H. Dalhausser
Professional summary
Michael Herbert Dalhausser, who also goes by Michael Herbert Dalhausser, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Upr Montclair, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 4 firms and has passed the Series 63, Series 6TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Herbert Dalhausser's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2023 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 248 Lorraine Avenue, #12, Upr Montclair, NJ 07043February 18, 1998 - April 29, 2022
CREDIT SUISSE SECURITIES (USA) LLC
December 11, 1996 - March 6, 1998
ING BARING (U.S.) SECURITIES, INC.
April 5, 1994 - August 2, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2023)
(6/20/2023)
Exams
Series 6TO
Date: 6/20/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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