Erwin B. Gant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erwin Brent Gant, who also goes by Erv Gant, Erwin Brent Gant, Erwin Gant, was a registered financial professional .
Erwin is a previously registered financial professional and started their career in finance in 1993. Erwin had worked at 25 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2024 - May 16, 2025
EMPOWER ADVISORY GROUP, LLC
August 29, 2024 - May 16, 2025
EMPOWER FINANCIAL SERVICES, INC.
February 15, 2022 - July 16, 2024
VANGUARD ADVISERS, INC.
February 9, 2022 - July 16, 2024
VANGUARD MARKETING CORPORATION
February 3, 2021 - January 3, 2022
LEGACY INVESTMENT ADVISORS, LLC
March 23, 2017 - December 31, 2020
LEGACY INVESTMENT ADVISORS, LLC
September 30, 2016 - January 3, 2022
STURDIVANT & CO. INC
January 28, 2016 - May 20, 2016
QUOIN CAPITAL LLC
November 29, 2012 - July 28, 2015
VALDES & MORENO, INC.
April 4, 2012 - October 31, 2012
DAUTRICH, SEILER FINANCIAL SERVICES, INC.
May 22, 2007 - October 23, 2008
LINCOLN INVESTMENT
June 22, 2006 - May 15, 2007
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 22, 2006 - May 15, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 7, 2004 - September 26, 2005
CITIZENS SECURITIES, INC.
December 7, 2004 - September 26, 2005
CITIZENS SECURITIES, INC.
October 20, 2004 - December 3, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - December 3, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 10, 2003 - October 20, 2004
QUICK & REILLY, INC.
April 10, 2003 - October 20, 2004
QUICK & REILLY, INC.
October 31, 2002 - November 26, 2002
MBSC, LLC
October 4, 2002 - November 26, 2002
MBSC, LLC
January 25, 2002 - November 26, 2002
BNY MELLON SECURITIES CORPORATION
January 18, 2002 - November 26, 2002
BNY MELLON SECURITIES CORPORATION
July 13, 2001 - December 21, 2001
M&T SECURITIES, INC.
July 18, 2000 - May 31, 2001
CONSECO SECURITIES, INC.
January 14, 1999 - July 20, 2000
MBSC, LLC
December 22, 1998 - July 20, 2000
DREYFUS INVESTMENT SERVICES COMPANY, LLC
May 11, 1998 - December 1, 1998
UAM FUND DISTRIBUTORS, INC.
October 9, 1995 - October 15, 1997
VANGUARD MARKETING CORPORATION
March 21, 1995 - September 26, 1995
ESSEX NATIONAL SECURITIES, LLC
August 3, 1993 - October 10, 1994
FIRST MONTAUK SECURITIES CORP.
February 19, 1993 - August 2, 1993
IDS LIFE INSURANCE COMPANY
February 19, 1993 - August 2, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
