Croyle W. Buntaine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Croyle Ward Buntaine was a registered financial professional .
Croyle is a previously registered financial professional and started their career in finance in 1992. Croyle had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2012 - May 14, 2015
FINANCIAL LEGACY ASSOCIATES
September 14, 2012 - May 4, 2015
OSAIC WEALTH, INC.
September 14, 2012 - May 4, 2015
OSAIC WEALTH, INC.
May 16, 2011 - September 27, 2012
WOODBURY FINANCIAL SERVICES, INC.
May 16, 2011 - September 27, 2012
WOODBURY FINANCIAL SERVICES, INC.
April 11, 2005 - May 20, 2011
NEW ENGLAND SECURITIES
April 5, 2005 - May 20, 2011
NEW ENGLAND SECURITIES
May 28, 2003 - April 7, 2005
ON INVESTMENT MANAGEMENT CO
May 5, 2003 - April 7, 2005
THE O.N. EQUITY SALES COMPANY
October 31, 1995 - May 23, 2003
VERAVEST INVESTMENT ADVISORS, INC.
May 21, 1992 - April 21, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL LEGACY ASSOCIATES
CRD#: 115944 / SEC#: 801-68836
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 6,150,111 |
Red Flags
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