GW
Gregory F. Wendt
PERIGON WEALTH MANAGEMENT
SANTA MONICA, CA 90405
Some features on this profile are disabled
CRD#: 2231401
GW
Professional summary
Gregory Fred Wendt, CFP®, who also goes by Greg Wendt, Gregory Wendt, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Santa Monica, California.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gregory has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Wendt | Gregory Wendt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] Stakeholders Capital; Not investment-related; 3110 Main Street, Building C, Santa Monica, CA 90405; d/b/a for advisory business with Perigon Wealth Management, LLC. [2] GFW, Inc., not investment-related, Santa Monica, CA, Corporation, Owner/CEO, Start Date 09/2006, Approximately 10% of professional time per month, providing speaking engagements. [3] QDCLOUD, not investment-related, Redondo Beach, CA, Corporation, Consultant, Start Date 03/2006, Approximately 1% of professional time per month, providing consulting. [4] GLG, not investment-related, New York, NY, Corporation, Member, Start Date 01/2010, Approximately less than 1% of professional time per month providing consulting. [5] Green Business Networking, not investment-related, Santa Monica, CA, Charitable Organization, Founder, Start Date 04/2006, Approximately 3% of professional time per month, facilitating and organizing, interfacing with organizations committed to a green economy. [6] Green Economy Think Tank, not investment-related, Santa Monica, CA, Charitable Organization, Founder, Start Date 08/2008, Approximately 5% of professional time per month, providing speaking engagements. [7] Open Future Coalition, not investment-related, Lake Forest, CA, Charitable Organization, Outside Strategic Advisor, Start Date 09/2022 Approximately 10% to 20% of professional time per month, providing advice on overall strategy, fundraising, impact investing, and philanthropic fund formation, partnership and network development. [8] Global Tea Hut, not investment-related, Topanga, CA, Charitable Organization, Passive Owner, Start 04/2013, 0 hours/month. [9] Leonhardt Ventures, not investment-related, Mission Viejo, CA, Corporation, Passive Owner, Start 01/2012, 0 hours/month. [10] Stone Creek Global, LTD; Not-investment related; Intershore Chambers, P.O. Box 4342, Road Town, Tortola British Virgin Islands, Non-US; Leveraged Equity (Stock) lender; Outside Contractor; 01/2024; Mr. Wendt spends minimal time on this activity and zero (0) hours during securities trading hours; Mr. Wendt's duties include introducing potential borrowers to the firm who are seeking a loan against their equity position(s). [11] RH Trust R8 Financial, LLC; Not-investment related; 15-2660 Pahoa Village Road, #203548, Pohoa, HI 96778; An entity created for investment activities including mergers and acquisitions, venture capital, syndicate, and fund formation; Outside Consultant and Co-Owner; 01/2024; Mr. Wendt spends between one and five hours per month on this activity, which are during securities trading hours; Mr. Wendt's duties include consulting with the principal on the scope and creation of companies and fund formations.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Fred Wendt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
March 14, 2023 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 3110 Main Street Building C, Santa Monica, CA 90405RIA
CRD#: 131037
SANTA MONICA, CA
Past
January 25, 2013 - June 30, 2023
STAKEHOLDERS CAPITAL
RIA
CRD#: 148469
SANTA MONICA, CA
Past
March 13, 2007 - December 10, 2012
EP WEALTH ADVISORS
RIA
CRD#: 111147
TORRANCE, CA
Past
December 3, 2004 - September 18, 2006
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
TORRANCE, CA
Past
September 9, 2003 - December 19, 2006
PREMIER FINANCIAL MANAGEMENT, LLC
RIA
CRD#: 126103
EL SEGUNDO, CA
Past
November 7, 2002 - March 6, 2003
FINANCIAL WEST GROUP
RIA
CRD#: 16668
EL SEGUNDO, CA
Past
September 11, 2002 - November 30, 2004
FINANCIAL WEST GROUP
BD
CRD#: 16668
RENO, NV
Past
September 12, 2000 - September 16, 2002
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
LOS ANGELES, CA
Past
September 6, 2000 - September 16, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
May 23, 1994 - September 20, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 18, 1993 - June 2, 1994
DABNEY/RESNICK/IMPERIAL, LLC
BD
CRD#: 24367
BEVERLY HILLS, CA
Past
June 1, 1992 - January 21, 1993
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
