Molly R. Croyle
LPL ENTERPRISE
TAMPA, FL 33607
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CRD#: 2231162
Professional summary
Molly Ryan Croyle, CFP®, who also goes by Molly Marie Ryan, Molly Ryan Watts, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Tampa, Florida.
Molly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Molly has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Molly Marie Ryan | Molly Ryan Watts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/10/2024- ClearPath Advisory Group- Financial services- DBA for LPL Business (entity for LPL business)- INV Related- At Tampa, FL- Start Date 09/10/2024- 5hrs/mth- 5hrs during trading 2) 02/10/2025-Clearpath Advisory Group Real Estate LLC-Business Entity For Tax/Investment Purposes Only-Inv Related-At Saint Petersburg, FL-Start date 01/08/2025-5hrs/mth-5hrs/mth during trading
CRS (Client Relationship Summary) - RIA
Click below to view Molly Ryan Croyle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Molly Ryan Croyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607Office #2: 12425 28th St. N. Suite 300, St. Petersburg, FL 33716RIA
BD
CRD#: 8733
TAMPA, FL
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607Office #2: 12425 28th St. N. Suite 300, St. Petersburg, FL 33716RIA
BD
CRD#: 8733
TAMPA, FL
Past
October 28, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
TAMPA, FL
Past
October 22, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TAMPA, FL
Past
March 23, 2012 - October 23, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FULTON, MD
Past
March 22, 2012 - October 23, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FULTON, MD
Past
March 10, 2006 - March 23, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
FULTON, MD
Past
March 10, 2006 - March 23, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
FULTON, MD
Past
July 16, 2003 - March 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
COLUMBIA, MD
Past
October 1, 1999 - March 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 10, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
January 28, 1995 - November 14, 1997
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
July 6, 1992 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/14/2024)
RR
California(11/14/2024)
RR
Colorado(8/6/2025)
RR
Connecticut(11/14/2024)
RR
Florida(11/18/2024)
IAR
Florida(11/18/2024)
RR
Georgia(11/14/2024)
RR
Indiana(11/14/2024)
RR
Maine(11/14/2024)
RR
Maryland(11/14/2024)
RR
Michigan(11/14/2024)
RR
New Mexico(11/14/2024)
IAR
New Mexico(11/14/2024)
RR
New York(11/14/2024)
RR
North Carolina(11/14/2024)
RR
Ohio(11/14/2024)
RR
Oklahoma(11/14/2024)
RR
Pennsylvania(11/14/2024)
RR
South Carolina(11/14/2024)
RR
Tennessee(11/14/2024)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
RR
Vermont(11/14/2024)
RR
Virginia(11/14/2024)
RR
Wisconsin(11/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Tampa, FL 33607TRUST BUT VERIFY
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