Steven G. Ravenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Gregg Ravenna, who also goes by Steve Ravenna, Steven G Ravenna, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2019 - June 25, 2021
CONVERGENCE INVESTMENT PARTNERS, LLC
September 25, 2019 - December 31, 2019
QUASAR DISTRIBUTORS, LLC
October 30, 2018 - July 10, 2019
ARS WEALTH ADVISORS
March 24, 2015 - November 3, 2017
SWAN GLOBAL INVESTMENTS, LLC
February 12, 2015 - November 1, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 26, 2012 - December 8, 2014
MONTAGE INVESTMENTS, LLC
August 16, 2011 - December 8, 2014
MSEC, LLC
July 25, 2006 - June 7, 2010
RAFFERTY CAPITAL MARKETS, LLC
December 7, 2005 - July 21, 2006
RAYMOND JAMES & ASSOCIATES, INC.
March 5, 2003 - June 19, 2003
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
September 29, 2000 - March 30, 2001
FIRST ALLIED SECURITIES, INC.
February 4, 2000 - November 8, 2000
D.E. FREY & COMPANY, INC.
June 3, 1992 - February 8, 2000
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
CONVERGENCE INVESTMENT PARTNERS, LLC
CRD#: 148472 / SEC#: 801-69707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONVERGENCE INVESTMENT PARTNERS, LLC
CRD#: 148472 / SEC#: 801-69707
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360 |
| AUM (Assets Under Management) | $ 464,769,729 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
