Fredric J. Virgilio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredric Joseph Virgilio, who also goes by Ric VIrgilio, was a registered financial professional .
Fredric is a previously registered financial professional and started their career in finance in 1992. Fredric had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2012 - June 19, 2013
GLOBAL ARENA CAPITAL CORP
September 2, 2010 - November 16, 2010
FORGE FINANCIAL GROUP, INC.
September 2, 2008 - December 2, 2008
SCOTTSDALE CAPITAL ADVISORS CORP
August 12, 2008 - August 28, 2008
BROOKSTONE SECURITIES, INC.
August 30, 2004 - September 29, 2006
J.P. TURNER & COMPANY, L.L.C.
October 28, 2003 - June 7, 2004
S.W. BACH & COMPANY
December 13, 2001 - July 21, 2003
HARRISON SECURITIES, INC.
January 2, 2001 - October 8, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
September 19, 1996 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
August 5, 1994 - September 30, 1996
MONROE PARKER SECURITIES, INC.
January 5, 1993 - August 8, 1994
BILTMORE SECURITIES, INC.
September 10, 1992 - January 7, 1993
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
