Joseph J. Osherow

WEALTH MANAGEMENT ASSOCIATES

CHERRY HILL, NJ 08003

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CRD#: 2230819

Professional summary

Joseph Jacob Osherow is a registered financial advisor currently at WEALTH MANAGEMENT ASSOCIATES, INC. located in Cherry Hill, New Jersey and OSAIC WEALTH, INC. located in Cherry Hill, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WEALTH MANAGEMENT ASSOCIATES, INC. POSITION: Financial Advisor Rep. NATURE: WEALTH MANAGEMENT ASSOCIATES INC - INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 75 START DATE: 08/28/2005 ADDRESS: 1909 E. Route 70, Suite, Cherry Hill NJ 08003 DESCRIPTION: Investment advisor services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jacob Osherow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2005 - Present

WEALTH MANAGEMENT ASSOCIATES, INC.

Office #1: 1909 Route 70 East Suite 100, Cherry Hill, NJ 08003

RIA

CRD#: 117606

CHERRY HILL, NJ

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 1909 Route 70 E Ste 100, Cherry Hill, NJ 08003

RIA

CRD#: 23131

CHERRY HILL, NJ

Past

September 7, 2005 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

CHERRY HILL, NJ

Past

February 27, 2003 - August 23, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MT. LAUREL, NJ

Past

February 27, 2003 - August 23, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 1, 1999 - March 3, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 24, 1996 - March 3, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MARLTON, NJ

Past

March 1, 1996 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

January 14, 1994 - March 11, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 14, 1992 - December 31, 1993

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT ASSOCIATES, INC.

HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.

CRD#: 117606 / SEC#: 801-79993

RIA

Registered Investment Advisory firm - (7/2/2014 Approved)

New Jersey

Registered Investment Advisory firm - (7/11/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/28/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

Florida
(6/14/2024)

Idaho
(6/14/2024)

Maryland
(6/14/2024)

IAR

New Jersey
(9/15/2005)

New Jersey
(6/14/2024)

New York
(6/14/2024)

Pennsylvania
(6/14/2024)

South Carolina
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/24/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/3/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/13/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTH MANAGEMENT ASSOCIATES, INC.

HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.

CRD#: 117606 / SEC#: 801-79993

RIA

Registered Investment Advisory firm - (7/2/2014 Approved)

New Jersey

Registered Investment Advisory firm - (7/11/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/28/2014 Terminated)

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Contact information

Main Address

1909 Route 70 East Suite 100, Cherry Hill, NJ 08003

Mailing Address

Phone number

(856) 424-2350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	1,972
AUM (Assets Under Management)	$ 646,804,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Osherow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jacob Osherow's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

CITIGROUP GLOBAL MARKETS INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

WEALTH MANAGEMENT ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/1994

Series 63

Date: 6/11/1992

SIE

Date: 10/1/2018

Series 31

Date: 1/24/1994

Series 7

Date: 1/3/1994

Series 6

Date: 4/13/1992

FINRA

Current Firm

WEALTH MANAGEMENT ASSOCIATES, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT ASSOCIATES, INC.

TRUST BUT VERIFY

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