Robert E. Drum
Professional summary
Robert Earl Drum, who also goes by Bob Drum, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Encino, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Earl Drum's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2024 - Present
VANDERBILT SECURITIES, LLC
August 2, 2018 - December 31, 2023
CROWN CAPITAL SECURITIES, L.P.
June 17, 2016 - August 7, 2018
SILBER BENNETT FINANCIAL, INC.
July 5, 2012 - August 27, 2014
INTEGRITY ALLIANCE, LLC.
October 10, 2007 - July 16, 2012
GROVE POINT INVESTMENTS, LLC
August 7, 2007 - September 21, 2007
GUNNALLEN FINANCIAL, INC
October 7, 2002 - August 14, 2007
LPL FINANCIAL LLC
July 15, 2002 - October 8, 2002
PLANMEMBER SECURITIES CORPORATION
August 4, 2000 - July 15, 2002
VOYA FINANCIAL ADVISORS, INC.
July 22, 1995 - June 28, 2000
EQUITY SERVICES, INC.
April 28, 1993 - July 18, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(1/2/2024)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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