John F. Dalton
Professional summary
John Frederick Dalton, CFA is a registered financial advisor currently at MANAGED ASSET PORTFOLIOS, LLC located in Chicago, Illinois.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Frederick Dalton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2010 - Present
MANAGED ASSET PORTFOLIOS, LLC
January 19, 2015 - January 11, 2016
ALT FUND DISTRIBUTORS LLC
June 8, 2012 - December 31, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
January 13, 2012 - March 9, 2012
MATRIX CAPITAL GROUP, INC.
June 30, 2003 - July 19, 2006
AMERIPRISE ADVISOR SERVICES, INC.
March 6, 2003 - July 10, 2003
CHOREO, LLC
June 12, 1992 - July 19, 2006
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
MANAGED ASSET PORTFOLIOS, LLC
CRD#: 109574 / SEC#: 801-58125
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2010)
(1/14/2019)
Exams
Series 8
Date: 11/29/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MANAGED ASSET PORTFOLIOS, LLC
CRD#: 109574 / SEC#: 801-58125
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,928 |
| AUM (Assets Under Management) | $ 1,058,507,064 |
Red Flags
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