Robert Schiazza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Schiazza, who also goes by Bobby Schiazza, Rob Schiazza, Robert Albert Schiazza, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2016 - October 17, 2017
THE LEADERS GROUP, INC.
May 16, 2014 - December 31, 2015
THE LEADERS GROUP, INC.
August 9, 2013 - May 19, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 11, 2010 - December 23, 2011
OSAIC FA, INC.
November 5, 2004 - June 7, 2010
WALNUT STREET SECURITIES, INC.
December 11, 2003 - November 9, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 11, 2003 - November 9, 2004
OSAIC FA, INC.
November 19, 1998 - December 5, 2003
VERAVEST INVESTMENTS, INC.
November 30, 1993 - October 20, 1998
GUARDIAN INVESTOR SERVICES LLC
April 23, 1992 - November 22, 1993
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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