Marie L. Kata

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

EDINA, MN 55435

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CRD#: 2230454

Professional summary

Marie Louise Kata, who also goes by Marie Dworshak, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Edina, Minnesota and LASALLE ST SECURITIES, L.L.C. located in Edina, Minnesota.

Marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Marie has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marie Dworshak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marie Louise Kata's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2006 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 7760 France Avenue Suite 1100, Edina, MN 55435

RIA

CRD#: 109701

EDINA, MN

Current

September 29, 2001 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 7760 France Avenue Suite 1100, Edina, MN 55435

CRD#: 7191

Edina, MN

Past

August 28, 1997 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

April 24, 1995 - September 3, 1997

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CEDAR RAPIDS, IA

Past

November 30, 1993 - February 7, 1995

MONTANO SECURITIES CORPORATION

CRD#: 7887

ORANGE, CA

Past

July 31, 1992 - December 31, 1992

MILLER JOHNSON STEICHEN KINNARD, INC.

CRD#: 694

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(9/29/2001)

IAR

Minnesota
(2/19/2014)

North Dakota
(8/26/2021)

Oklahoma
(11/6/2013)

IAR

Wisconsin
(8/16/2022)

Wisconsin
(2/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marie L. Kata

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marie Louise Kata's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MONTANO SECURITIES CORPORATION

MILLER JOHNSON STEICHEN KINNARD, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/1999

Series 63

Date: 10/15/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/29/1992

Series 24

Date: 1/26/1998

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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