BM
Brandon W. Morgan
AE WEALTH MANAGEMENT
Paducah, KY 42001
Some features on this profile are disabled
CRD#: 2230081
BM
Professional summary
Brandon Webster Morgan, CFP®, who also goes by Brandon W Morgan, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Paducah, Kentucky.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brandon has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon W Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) THE PEOPLES BANK; YES INVESTMENT RELATED; 1165 MAIN STREET, MARION, KY 42064; BANKING; BOARD MEMBER ON A BOARD OF DIRECTORS; START DATE 05/2007; APPROX 04 HRS/MONTH; APPROX 04 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) BRADSHAW & WEIL WEALTH MANGEMENT, LLC; YES INVESTMENT RELATED; 630 JEFFERSON ST., PADUCAH, KY 42001; INSURANCE SALES; OWNER; START DATE 01/1997; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) COMMUNITY FOUNDATION OF WESTERN KENTUCKY; NOT INVESTMENT RELATED; 333 BROADWAY ST, PADUCAH, KY 42001; 501 C-3 FOUNDATION; BOARD OF DIRECTORS; START DATE 07/2021; APPROX 02 HRS/MONTH; APPROX 02 HRS/MONTH DURING TRADING; BOARD OF DIRECTORS - OVERSEEING FUNDS. 4.) FACE FOUNDATION; NOT INVESTMENT RELATED; 3091 MAIN ST, BENTON, KY 420025; 501 C-3 FOUNDATION; CHARITABLE ORGANIZATION; START DATE 07/2021; APPROX 03 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; EXECUTIVE MEMBER OF BOARD OF DIRECTORS - PROVIDING EDUCATION AND HUMANITARIAN RELIEF. BOOK POSITION: President, Certified Financial Planner NATURE: Bradshaw & Weil, Inc. is an insurance and financial planning agency. We offer personal and commercial insurance, life, annuities and medicare supplement insurance as well as financial planning for retirees. I am writing and publishing a book as a means to do some niche marketing and increase leads. The book subject matter is retirement planning issues for physicians. This is not being done through a "new business" but is a new activity that our current business will be doing and was told I needed to submit an OBA form for this. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 630 Jefferson St, Paducah KY 42001, United States DESCRIPTION: I am the president of Bradshaw & Weil, Inc. and am also a Certified Financial Planner.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Webster Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
July 23, 2021 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 630 Jefferson St, Paducah, KY 42001RIA
CRD#: 282580
Paducah, KY
Past
November 29, 2016 - July 26, 2021
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
Paducah, KY
Past
July 29, 2015 - November 30, 2016
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
PADUCAN, KY
Past
October 2, 2000 - December 31, 2002
MORGAN FINANCIAL ADVISORS
RIA
CRD#: 119590
PADUCAH, KY
Past
September 25, 2000 - April 18, 2011
MORGAN FINANCIAL ADVISORS
RIA
CRD#: 119590
PADUCAH, KY
Past
November 12, 1998 - December 19, 2000
SICOR SECURITIES INC
BD
CRD#: 16195
DAYTON, OH
Past
January 2, 1997 - November 23, 1998
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
May 6, 1996 - December 31, 1996
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
September 30, 1994 - April 25, 1996
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
May 5, 1992 - October 13, 1994
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(7/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
