Jeff D. Shrake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Donald Shrake, who also goes by Jeffrey Donald Shrake, was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 1992. Jeff had worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2017 - November 13, 2017
OPTIONSXPRESS, INC.
March 21, 2008 - January 9, 2024
CHARLES SCHWAB & CO., INC.
January 23, 1993 - January 18, 2006
CHARLES SCHWAB & CO., INC.
April 27, 1992 - August 17, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/18/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OPTIONSXPRESS, INC.
CRD#: 103849 / SEC#: , 8-52354
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 30 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
