DG
David R. Guttery
AMERITAS ADVISORY SERVICES
Lincoln, NE 68505
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CRD#: 2229460
DG
Professional summary
David Randall Guttery is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Lincoln, Nebraska and AMERITAS INVESTMENT COMPANY, LLC located in Trussville, Alabama.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * KEYSTONE FINANCIAL GROUP; SAME AS BRANCH; INV REL; DBA INSURANCE AGENCY; OWNER; START DATE=07/2006; HRS/MO=160; TRADING HRS/MO=160; SELL APPROVED FIXED ANNUITIES AND INSURANCE PRODUCTS * Keystone Financial Group Properties, LLC; same as branch; non-inv rel; creating an LLC which will purchase the building that I am currently leasing for Keystone Financial Group; General Partner; start date=12/2021; hrs/mo=1; trading hrs/mo=1; general partner * Condominium Ownership; 321 Penny Ln, Trussville AL 35173; non-inv rel; condominium; Owner; start date=12/2019; hrs/mo=1; trading hrs/mo=0; landlord * inSOURCE Financial Advisors; same as branch; inv rel; insurance agency; Owner; start date=01/2025; hrs/mo=240; trading hrs/mo=240; Owner, CEO and General Agent
CRS (Client Relationship Summary) - RIA
Click below to view David Randall Guttery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 390 N Cotner Blvd, Lincoln, NE 68505Office #2: 8178 Gadsden Hwy Ste 104, Trussville, AL 35173RIA
CRD#: 317245
Lincoln, NE
Current
October 31, 2003 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 8178 Gadsden Hwy Ste 104, Trussville, AL 35173Office #2: 12120 Port Grace Blvd Ste 101, La Vista, NE 68128Office #3: 390 N Cotner Blvd, Lincoln, NE 68505BD
CRD#: 14869
TRUSSVILLE, AL
Past
June 15, 2021 - August 6, 2021
THE ASCENT GROUP, LLC
RIA
CRD#: 314424
Trussville, AL
Past
September 24, 2007 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
BIRMINGHAM, AL
Past
January 16, 1998 - October 31, 2003
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
April 22, 1992 - January 15, 1998
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2003)
IAR
Alabama(11/1/2021)
RR
Arizona(2/14/2024)
RR
Arkansas(3/24/2025)
RR
California(6/25/2013)
RR
Colorado(2/14/2024)
RR
Connecticut(3/24/2025)
RR
Florida(6/10/2016)
RR
Georgia(10/31/2003)
RR
Hawaii(5/2/2024)
RR
Idaho(3/24/2025)
RR
Illinois(9/24/2020)
RR
Indiana(2/12/2020)
RR
Iowa(2/14/2024)
RR
Kansas(9/19/2017)
RR
Kentucky(5/28/2019)
RR
Louisiana(3/24/2025)
RR
Maine(8/20/2025)
RR
Maryland(3/28/2019)
RR
Massachusetts(3/24/2025)
RR
Michigan(2/14/2024)
RR
Minnesota(10/31/2003)
RR
Mississippi(1/27/2015)
RR
Missouri(2/14/2024)
RR
Nebraska(12/3/2019)
IAR
Nebraska(1/13/2025)
RR
Nevada(3/24/2025)
RR
New Jersey(3/24/2025)
RR
New Mexico(9/15/2020)
RR
New York(5/1/2023)
RR
North Carolina(10/31/2003)
RR
North Dakota(3/24/2025)
RR
Ohio(3/25/2025)
RR
Oklahoma(1/31/2020)
RR
Oregon(3/24/2025)
RR
Pennsylvania(1/29/2018)
RR
South Carolina(5/1/2023)
RR
South Dakota(3/24/2025)
RR
Tennessee(5/30/2007)
RR
Texas(6/6/2012)
IAR
Texas(11/1/2021)
RR
Utah(3/24/2025)
RR
Virginia(9/20/2021)
RR
Washington(2/14/2024)
RR
West Virginia(10/31/2003)
RR
Wisconsin(3/24/2025)
RR
Wyoming(10/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
