KE
Kenneth A. Eirkson
SYNERGY INVESTMENT GROUP
Kannapolis, NC 28083
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CRD#: 2229299
KE
Professional summary
Kenneth Allen Eirkson, ChFC®, who also goes by Ken Eirkson, Kenneth A Eirkson, is a registered financial advisor currently at SYNERGY INVESTMENT GROUP, LLC located in Kannapolis, North Carolina and STONEX SECURITIES INC. located in Warrendale, Pennsylvania.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Kenneth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Eirkson | Kenneth A Eirkson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- ARRIBA INVESTMENT & EXCHANGE CORP; NOT INVESTMENT RELATED; 130 BUCKWHEAT DR. GIBSONIA, PA. 15044; TAX PURPOSED; PRESIDENT; 1/29/2009; 1 HOUR PER MONTH DURING SEC TRADING HOURS; PAY OPERATING EXPENSES RELATED TO MY BROKERAGE SALES. 2-SYNERGY INSURANCE GROUP, INC. YES INVESTMENT RELATED; 225 Northgate Dr Warrendale, PA 15086; INSURANCE; INSURANCE AGENT; 5/1/2005; 40 HOURS PER MONTH; 2 HOURS DURING SEC TRADING; INSURANCE PRODUCT SALES. 3-RIGHT NOW PROPERTIES INC 225 Northgate Dr Warrendale, PA 15086 Nature of Business: Buy, Repair, Sell and Rent real estate Investment Related: Non-Investment Related Title: President Duties: Find property, negotiate, close, finance, repair , rent and sell real estate. Start Date: 8/27/2012 Hours Devoted to Business: 8 Hours Devoted to Business during Market Hours: 1/month 4-SALEM UNITED METHODIST CHURCH; 350 MANOR ROAD, WORFORD, PA. 15090; MEMBER OF THE FINANCIAL ENDOWMENT COMMITTEE; START DATE 10/25/2011; NOT INVESTMENT RELATED; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRANDING HOURS; ATTEND MEETINGS WITH OTHERS ON THE COMMITTEE. DISCUSS AND VOTE ON FINANCIAL MATTERS. MAKE RECOMMENDATIONS, HELP WITH FUNDRAISING, VOTE ON SPENDING DECISIONS. 5-SYNERGY INVESTMENT GROUP, LLC 225 Northgate Dr Warrendale, PA 15086 INVESTMENT RELATED, NATURE OF BUSINESS, INVESTMENT ADVISORY, POSITION IA REP, START DATE 05/2005, APPX 100 HOURS PER MONTH, 5-6 HOURS PER DAY DURING SECURITIES TRADING HOURS, DESCRIPTION, INVESTMENT ADVISORY SERVICES, MONITOR CLIENT ACCOUNTS, REVIEW INSURANCE POLICIES, ESTATE PLANNING, BUSINESS CONSULTING, FINANCIAL PLANNING. 6-ARRIBA INVESTMENT MANAGEMENT D/B/A; YES INVESTMENT RELATED; 225 Northgate Dr Warrendale, PA 15086 D/B/A; PRESIDENT AND OWNER; 07/11/2014; 160 HOURS PER MONTH; 143 DURING SECURITY TRADING HOURS; ASSIST CLIENTS WITH INVESTMENTS; Pays expenses for my financial services business. 7-PA NU Inc 4466 Stilley Road, Pittsburgh, PA 15227 Non-profit-provide off campus student housing at the Indiana University of PA Non investment related President Attend Board Meetings/Vote on matters come before the board 03/24/2018 1/2 an hour spent per month and zero hours spent during market hours 8) Eirkson Estate 130 Buckwheat Dr. Gibsonia, PA 15044 Nature of Business: Co Executor Investment Related: Yes Title: Co Executor Start Date: 8/16/2019 Duties: Work with co executor and estate attorney to close estate Hours Devoted to Business: 1 Hours Devoted to business during Market Hours: 0 9) RCAC 100 Fleet St #205 Pittsburgh, PA 15220 Nature of Business: Poll Watcher Investment Related: Non-Investment Related Title: Volunteer Start Date: 11/03/2020 Duties: Watch polls Hours Devoted to Business: 5 hrs for one day Hours Devoted to Business during Market Hours: 3 on one day
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Allen Eirkson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 26, 2012 - Present
SYNERGY INVESTMENT GROUP, LLC
Office #1: 708 Mclain Road, Kannapolis, NC 28083RIA
CRD#: 46035
Kannapolis, NC
Current
February 29, 2012 - Present
STONEX SECURITIES INC.
Office #1: 225 Northgate Drive, Warrendale, PA 15086BD
CRD#: 18456
WARRENDALE, PA
Past
August 4, 2010 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
RIA
CRD#: 46035
GIBSONIA, PA
Past
May 20, 2005 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
GIBSONIA, PA
Past
June 16, 2001 - February 25, 2004
PNC CAPITAL MARKETS LLC
BD
CRD#: 15647
PITTSBURGH, PA
Past
January 9, 2000 - June 16, 2001
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
March 6, 1996 - November 18, 1998
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
February 13, 1996 - March 18, 1996
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
January 26, 1996 - February 8, 1996
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
June 22, 1992 - January 30, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
June 22, 1992 - January 30, 1996
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(2/29/2012)
RR
North Carolina(3/1/2012)
RR
Ohio(2/29/2012)
RR
Pennsylvania(2/29/2012)
IAR
Pennsylvania(4/26/2012)
RR
Texas(9/25/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SYNERGY INVESTMENT GROUP, LLC
A.D. VALLETT & CO. | WHITLEY FINANCIAL, LLC | W. RALEIGH SEXTON JR., INC. | TAX & RETIREMENT PLANNING | SYNERGY WEALTH MANAGEMENT | SYNERGY INVESTMENT GROUP, LLC | SYNERGY BUSINESS ADVISORS, LLC | SYNERGY ADVISORY GROUP | STRATEGIC INVESTMENT DESIGNS | SANDEFER MAYO, LLC | RETIREMENT BY DESIGN | PENN NORTH FINANCIAL SERVICES | OVERSON TAX ADVISORY, INC. | OVERSON ADVISORY GROUP | OLD TOWNE FINANCIAL MANAGEMENT, INC. | OKLAHOMA FINANCIAL GROUP | MCCULLEY & WILKINSON, INC. | LBS FINANCIAL SERVICES, LLC | JOHN M. BLUMBERG, CPA, PC | INA TAX ADVISORS, INC. | HULSEY FINANCIAL SERVICES | HANEY & ALEXANDER INVESTMENT MANAGEMENT | FOX & FIN AND LIPSKI SECURITIES | DON E. SMITH CO. | DEVON FINANCIAL GROUP, LTD | COMPASS WEALTH MANAGEMENT | CLOUT, INC. | CHARTER FINANCIAL GROUP | BUFFALO SHIELD FINANCIAL PLANNING | BRIDGEDAL CAPITAL MANAGEMENT | AVELLAR ADVISORS, INC. | ARRIBA INVESTMENT MANAGEMENT | ARRIBA INVESMENT & EXCHANGE CORPORATION | ADVANTAGE FINANCIAL SERVICES
CRD#: 46035 / SEC#: 801-68315, 8-51278
RIA
Registered Investment Advisory firm - SEC (11/28/2012 Terminated)Arizona
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Colorado
Registered Investment Advisory firm - SEC (11/23/2012 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/9/2007 Terminated)Georgia
Registered Investment Advisory firm - SEC (11/9/2007 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/13/2007 Terminated)Maryland
Registered Investment Advisory firm - SEC (11/9/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (7/1/2012 Approved)Ohio
Registered Investment Advisory firm - SEC (12/31/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (7/13/2012 Approved)Tennessee
Registered Investment Advisory firm - SEC (12/9/2007 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/9/2007 Terminated)Wyoming
Registered Investment Advisory firm - SEC (12/6/2017 Terminated)BD
Terminated by SEC on 05/05/2012
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Contact information
Main Address
708 Mclain Road, Kannapolis, NC 28083
Mailing Address
Phone number
(704) 295-6692
Established
North Carolina since 07/28/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 53,106,235 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNERGY INVESTMENT GROUP, LLC
CRD#: 46035Kannapolis, NC 28083TRUST BUT VERIFY
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