Gary S. Heller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Steven Heller was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1992. Gary had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2001 - February 28, 2002
DISCOVERY CAPITAL GROUP
February 27, 1997 - March 6, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 3, 1996 - December 17, 1996
MEYERS POLLOCK ROBBINS, INC.
September 13, 1995 - May 29, 1996
INVESTORS ASSOCIATES, INC.
January 18, 1995 - August 24, 1995
JOSEPH ROBERTS & CO., INC.
October 18, 1994 - December 20, 1994
JWGENESIS SECURITIES, INC.
November 9, 1993 - October 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 11, 1993 - December 7, 1993
GKN SECURITIES CORP.
May 1, 1992 - September 17, 1993
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DISCOVERY CAPITAL GROUP
CRD#: 29355 / SEC#: , 8-44256
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
