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Douglas Alan Goldstein

CFP®
PORTFOLIO RESOURCES ADVISOR GROUP
DN North Yehuda,
·CRD# 2229128·34 years experience

Professional Summary

Douglas Alan Goldstein, CFP® is a registered financial advisor currently at PORTFOLIO RESOURCES ADVISOR GROUP, INC. and PORTFOLIO RESOURCES GROUP, INC.. Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2005

Years of Experience

34 years in the financial services industry

Current & Past Employments

PORTFOLIO RESOURCES ADVISOR GROUP, INC.·CRD# 144601
RIA
Luleem Business Center #1/19 Kfar Etzion, Dn North Yehuda 9091200
August 1, 2011 - Present
PORTFOLIO RESOURCES GROUP, INC.·CRD# 31155
BD
Luleem Business Center #1/19 Kfar Etzion, Dn North Yehuda 9091200
July 19, 2002 - Present
AMERICA ISRAEL INVESTMENT ASSOCIATES, LLC·CRD# 136039
RIA
Jerusalem
July 21, 2005 - December 22, 2008
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
October 21, 1999 - July 19, 2002
OSCAR GRUSS & SON INCORPORATED·CRD# 2091
BD
New York, NY
September 12, 1997 - October 25, 1999
HUDSON SLOANE & CO., L.L.C.·CRD# 38955
BD
New York, NY
March 20, 1997 - November 4, 1997
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 23, 1992 - February 7, 1995

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Current Firm

PR
PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CHANCERY FINANCIAL ADVISORS | SUSTAINABLE WEALTH ADVISORS | SEVEN GENERATIONS INVESTING LLC | PROFILE INVESTMENT SERVICES, LTD | PRINCIPLED INVESTING LLC | PPD-FINANCIAL | PORTFOLIO RESOURCES ADVISOR GROUP, INC. | LIGHTHOUSE CAPITAL | LANDER ADVISORY | JOYCE MOORE FINANCIAL SERVICES | ISASI WEALTH ADVISORY | HIGH IMPACT INVESTMENTS | FOSTER FINANCIAL SERVICES INC

CRD#: 144601 / SEC#: 801-111808
RIA
Registered Investment Advisory firm - SEC (10/6/2017 Approved)
Arizona
Registered Investment Advisory firm - Arizona (10/6/2017 Terminated)
California
Registered Investment Advisory firm - California (11/5/2017 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (10/13/2017 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/31/2017 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (10/12/2017 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (1/2/2013 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (10/20/2017 Terminated)
New York
Registered Investment Advisory firm - New York (10/6/2017 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (10/6/2017 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (11/7/2017 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (10/10/2017 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/6/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4000 Ponce De Leon Blvd Ste 670, Coral Gables, FL 33146

Phone Number

(305) 372-0299

# of Employees

17

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A WRAP FEE BROCHURE (10/17/2025)

Regulatory Assets Under Management

Total Number of Accounts

428

AUM (Assets Under Management)

$121,869,009

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PROFILE INVESTMENT SERVICES, PROVIDES FINANCIAL CONSULTING AND PLANNING - DIRECTOR, CERTIFIED FINANCIAL PLANNER, 1/19 Luleem, Kfar Etzion, Israel 9091200. 2. PROFILE FAMILY OFFICE, DIRECTOR, SERVES NON-INVESTMENT NEEDS OF WEALTHY CLIENTS, PRIMARILY CLIENTS' PHILANTHROPIC WORK. 3. SOUTHERN HILLS PRESS, OWNER AND DIRECTOR, PRINT ON DEMAND PUBLISHING COMPANY WHICH PUBLISHES BOOKS FOR A FEE. 4. LECTURES TO VARIOUS ORGANIZATIONS, WRITER FOR JERUSALEM POST. 5. AUTHOR, BUILDING WEALTH IN ISRAEL, THE EXPATRIATES GUIDE TO HANDLING MONEY AND TAXES, RICH AS A KING, THE RETIREMENT PLANNING BOOK, THE INHERITANCE BOOK AND OTHERS. 6. BrightPlan, 7491 N Federal Hwy STE C5-302, Boca Raton, FL 33487, nature of business: education, 10 hours per month, 2 hours per month trading, start 12/25/2024. Is investment related. As a financial planner, provide education and guidance, but not specific investment advice, to employees of companies (e.g., SalesForce) via BrightPlan's platform. Position Held Consultant, compensation hourly. 7. Orthodox Union – OU, 7 Hartom Street, Jerusalem, Israel 9777507, charity investment related, 1 hour per month, no hours per month trading, Investment Committee Member, no compensation, participate in discussions of the investment committee and give his opinion, start 09/30/2026. 8. Machon Lev - Investment Committee, Ha-Va'ad ha-Le'umi St 21, Israel 9116001, charity investment related, 1 hour per month, no hours per month trading, Investment Committee Member, no compensation, participate in discussions of the investment committee and give his opinion, start 09/30/2026.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PR
PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CHANCERY FINANCIAL ADVISORS | SUSTAINABLE WEALTH ADVISORS | SEVEN GENERATIONS INVESTING LLC | PROFILE INVESTMENT SERVICES, LTD | PRINCIPLED INVESTING LLC | PPD-FINANCIAL | PORTFOLIO RESOURCES ADVISOR GROUP, INC. | LIGHTHOUSE CAPITAL | LANDER ADVISORY | JOYCE MOORE FINANCIAL SERVICES | ISASI WEALTH ADVISORY | HIGH IMPACT INVESTMENTS | FOSTER FINANCIAL SERVICES INC

CRD#: 144601 / SEC#: 801-111808
RIA
Registered Investment Advisory firm - SEC (10/6/2017 Approved)
Arizona
Registered Investment Advisory firm - Arizona (10/6/2017 Terminated)
California
Registered Investment Advisory firm - California (11/5/2017 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (10/13/2017 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/31/2017 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (10/12/2017 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (1/2/2013 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (10/20/2017 Terminated)
New York
Registered Investment Advisory firm - New York (10/6/2017 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (10/6/2017 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (11/7/2017 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (10/10/2017 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (10/6/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/7/2019)
RR
District of Columbia
(9/11/2024)
RR
Florida
(6/1/2004)
IAR
Florida
(7/31/2015)
RR
Maryland
(2/4/2021)
RR
Massachusetts
(4/2/2025)
RR
Michigan
(1/21/2025)
RR
New Jersey
(3/3/2026)
RR
New York
(7/26/2002)
RR
Ohio
(12/16/2021)
RR
Washington
(6/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 1993About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 1992About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1997
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Douglas Alan Goldstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DG
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