Douglas A. Goldstein

PORTFOLIO RESOURCES ADVISOR GROUP

DN North Yehuda, 9091200

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CRD#: 2229128

Professional summary

Douglas Alan Goldstein, CFP® is a registered financial advisor currently at PORTFOLIO RESOURCES ADVISOR GROUP, INC. and PORTFOLIO RESOURCES GROUP, INC. .

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PROFILE INVESTMENT SERVICES, PROVIDES FINANCIAL CONSULTING AND PLANNING - DIRECTOR, CERTIFIED FINANCIAL PLANNER, 1/19 Luleem, Kfar Etzion, Israel 9091200. 2. PROFILE FAMILY OFFICE, DIRECTOR, SERVES NON-INVESTMENT NEEDS OF WEALTHY CLIENTS, PRIMARILY CLIENTS' PHILANTHROPIC WORK. 3. SOUTHERN HILLS PRESS, OWNER AND DIRECTOR, PRINT ON DEMAND PUBLISHING COMPANY WHICH PUBLISHES BOOKS FOR A FEE. 4. LECTURES TO VARIOUS ORGANIZATIONS, WRITER FOR JERUSALEM POST. 5. AUTHOR,"BUILDING WEALTH IN ISRAEL","THE EXPATRIATES GUIDE TO HANDLING MONEY AND TAXES","RICH AS A KING", "THE RETIREMENT PLANNING BOOK", "THE INHERITANCE BOOK" AND OTHERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Alan Goldstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 1, 2011 - Present

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

Office #1: Luleem Business Center #1/19 Kfar Etzion, Dn North Yehuda 9091200

RIA

CRD#: 144601

DN North Yehuda,

Current

July 19, 2002 - Present

PORTFOLIO RESOURCES GROUP, INC.

Office #1: Luleem Business Center #1/19 Kfar Etzion, Dn North Yehuda 9091200

CRD#: 31155

Dn North Yehuda,

Past

July 21, 2005 - December 22, 2008

AMERICA ISRAEL INVESTMENT ASSOCIATES, LLC

RIA

CRD#: 136039

JERUSALEM,

Past

October 21, 1999 - July 19, 2002

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

September 12, 1997 - October 25, 1999

OSCAR GRUSS & SON INCORPORATED

CRD#: 2091

NEW YORK, NY

Past

March 20, 1997 - November 4, 1997

HUDSON SLOANE & CO., L.L.C.

CRD#: 38955

NEW YORK, NY

Past

April 23, 1992 - February 7, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CRD#: 144601 / SEC#: 801-111808

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

Arizona

Registered Investment Advisory firm - (10/6/2017 Terminated)

California

Registered Investment Advisory firm - (11/5/2017 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2017 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (10/12/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/20/2017 Terminated)

New York

Registered Investment Advisory firm - (10/6/2017 Terminated)

North Carolina

Registered Investment Advisory firm - (10/6/2017 Terminated)

Oregon

Registered Investment Advisory firm - (11/7/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/10/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (10/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/7/2019)

District of Columbia
(9/11/2024)

Florida
(6/1/2004)

IAR

Florida
(7/31/2015)

Maryland
(2/4/2021)

Massachusetts
(4/2/2025)

Michigan
(1/21/2025)

New York
(7/26/2002)

Ohio
(12/16/2021)

Washington
(6/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/17/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/22/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/21/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

CRD#: 144601 / SEC#: 801-111808

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

Arizona

Registered Investment Advisory firm - (10/6/2017 Terminated)

California

Registered Investment Advisory firm - (11/5/2017 Terminated)

Colorado

Registered Investment Advisory firm - (10/13/2017 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (10/12/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (10/20/2017 Terminated)

New York

Registered Investment Advisory firm - (10/6/2017 Terminated)

North Carolina

Registered Investment Advisory firm - (10/6/2017 Terminated)

Oregon

Registered Investment Advisory firm - (11/7/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/10/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (10/6/2017 Terminated)

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Contact information

Main Address

4000 Ponce De Leon Blvd Ste 670, Coral Gables, FL 33146

Mailing Address

Phone number

(305) 372-0299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A WRAP FEE BROCHURE (11/15/2024)

PART 2A BROCHURE (11/15/2024)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 115,963,278

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas A. Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Alan Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO RESOURCES GROUP, INC.

AMERICA ISRAEL INVESTMENT ASSOCIATES, LLC

INVESTACORP, INC.

OSCAR GRUSS & SON INCORPORATED

HUDSON SLOANE & CO., L.L.C.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2005

Series 63

Date: 5/11/1992

SIE

Date: 10/1/2018

Series 31

Date: 6/17/1993

Series 7

Date: 4/22/1992

Series 8

Date: 10/21/1997

FINRA

Current Firm

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

TRUST BUT VERIFY

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