Dexter S. Umekubo
Professional summary
Dexter Shin Umekubo, who also goes by Dexter Shin Umekuso, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Dexter is registered as a RR (Registered Representative) and started their career in finance in 1993. Dexter has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dexter Shin Umekubo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 2, 2014 - December 31, 2016
OSAIC SERVICES, INC.
January 1, 2005 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
June 1, 2001 - January 1, 2005
INTERLINK SECURITIES CORP.
February 12, 1993 - June 5, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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