Jacques A. Soenens

GREAT GABLE WEALTH MANAGEMENT

Beverly Hills, CA 90212

Some features on this profile are disabled

CRD#: 2228974

Professional summary

Jacques Alain Soenens, who also goes by Jacques A Soenens, is a registered financial advisor currently at GREAT GABLE WEALTH MANAGEMENT, LLC located in Beverly Hills, California.

Jacques is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jacques has worked at 5 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacques A Soenens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NOB: Great Gable Partners, LP. TITLE: Managing Partner. START DATE: 12/2004. Investment-Related business. ADDRESS: 301 Battery Street, Suite 200, San Francisco, CA 94111. California Registered Investment Adviser. APPROX. 120 hours/month. DUTIES: Acts as Chief Investment Officer, leads the firm's alternative investment strategy.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacques Alain Soenens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2018 - Present

GREAT GABLE WEALTH MANAGEMENT, LLC

Office #1: 315 S. Beverly Dr Suite 406, Beverly Hills, CA 90212

RIA

CRD#: 297501

Beverly Hills, CA

Past

February 3, 2005 - January 15, 2021

GREAT GABLE PARTNERS, LP

RIA

CRD#: 133184

SAN FRANCISCO, CA

Past

October 10, 2002 - March 4, 2005

OSMIUM PARTNERS, LLC

RIA

CRD#: 122535

SAN FRANCISCO, CA

Past

July 26, 1996 - July 21, 1999

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

March 15, 1996 - July 23, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT GABLE WEALTH MANAGEMENT, LLC

GREAT GABLE ADVISORS, LLC | GREAT GABLE WEALTH MANAGEMENT, LLC | GREAT GABLE WEALTH MANAGEMENT

CRD#: 297501 / SEC#: 801-120416

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (4/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/1996

General Securities Representative Examination

Current Firm

GREAT GABLE WEALTH MANAGEMENT, LLC

GREAT GABLE ADVISORS, LLC | GREAT GABLE WEALTH MANAGEMENT, LLC | GREAT GABLE WEALTH MANAGEMENT

CRD#: 297501 / SEC#: 801-120416

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (4/7/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

315 S. Beverly Dr Suite 406, Beverly Hills, CA 90212

Mailing Address

Phone number

(415) 986-1116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT GABLE WEALTH ADVISORS FORM ADV PART 2 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 189,708,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jacques A. Soenens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacques Alain Soenens's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT GABLE WEALTH MANAGEMENT, LLC

GREAT GABLE PARTNERS, LP

OSMIUM PARTNERS, LLC

PERSHING LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

GREAT GABLE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2002

Series 7

Date: 3/1/1996

Current Firm

GREAT GABLE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT GABLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors