Robert H. Glavor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Henry Glavor was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 9, Series 10, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2006 - November 28, 2017
PORTSMOUTH FINANCIAL SERVICES
August 4, 2006 - November 24, 2006
HOWE BARNES HOEFER & ARNETT, INC.
October 7, 2002 - August 4, 2006
HOEFER & ARNETT, INCORPORATED
June 29, 1999 - October 7, 2002
MOORS & CABOT, INC.
April 16, 1998 - June 15, 1999
AMERICAN FRONTEER FINANCIAL CORPORATION
August 2, 1996 - March 17, 1998
RODMAN & RENSHAW INC.
July 3, 1996 - July 11, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/18/1965
Registered Representative ExaminationCurrent Firm
PORTSMOUTH FINANCIAL SERVICES
CRD#: 13980 / SEC#: , 8-30097
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 3,671,748 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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