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CM

Craig P. Morningstar

IP FINANCIAL ADVISORY SERVICES LLC
Scottsdale, AZ
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CRD#: 2228731
CM

Professional summary


Craig Paul Morningstar, who also goes by Craig Paul Morningstar, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Scottsdale, Arizona.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Craig has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Craig Paul Morningstar

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Morningstar is the owner of CM Consulting and offers Business consulting to CEOs of privately owned companies. He is paid on an hourly basis. Mr. Morningstar does not act in an investment advisory representative role when recommending these services. He devotes approximately 5 to 20 hours per month on this activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Craig Paul Morningstar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 24, 2025 - Present

IP FINANCIAL ADVISORY SERVICES LLC

RIA
CRD#: 305772
Scottsdale, AZ
Past

June 8, 2011 - December 19, 2023

DYNAMIC

RIA
CRD#: 151367
SCOTTSDALE, AZ
Past

July 26, 2004 - June 1, 2010

SYNERGY INVESTMENT GROUP, LLC

RIA
CRD#: 46035
MESA, AZ
Past

March 22, 2004 - June 1, 2010

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
MESA, AZ
Past

June 10, 2002 - November 3, 2003

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

March 11, 2002 - June 11, 2002

CUE FINANCIAL GROUP, INC.

RIA
CRD#: 21033
PHOENIX, AZ
Past

August 15, 2001 - June 11, 2002

CUE FINANCIAL GROUP, INC.

BD
CRD#: 21033
PHOENIX, AZ
Past

January 25, 1993 - April 30, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

September 1, 1992 - January 15, 1993

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
DENVER, CO
Past

May 4, 1992 - September 17, 1992

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 4, 1992 - September 17, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC

CRD#: 305772 / SEC#: 801-117481

RIA
Registered Investment Advisory firm - (10/17/2019 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/24/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC

CRD#: 305772 / SEC#: 801-117481

RIA
Registered Investment Advisory firm - (10/17/2019 Approved)
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Contact information


Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112

SEC notice filing (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CHASE CARLIN ADV PART 2B (11/3/2025)

Regulatory assets under management


Total Number of Accounts2,887
AUM (Assets Under Management)$ 456,110,407

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IP FINANCIAL ADVISORY SERVICES LLC

CRD#: 305772Scottsdale, AZ

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