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RB

Roger J. Blundell

NEW ENGLAND TACTICAL INVESTMENTS LLC
Kensington, NH
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CRD#: 2228388
RB

Professional summary


Roger James Blundell is a registered financial advisor currently at NEW ENGLAND TACTICAL INVESTMENTS LLC located in Kensington, New Hampshire.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Roger has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Roger James Blundell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2019 - Present

NEW ENGLAND TACTICAL INVESTMENTS LLC

RIA
CRD#: 301909
Kensington, NH
Past

May 2, 2018 - November 23, 2018

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Bedford, NH
Past

September 3, 2014 - August 11, 2016

FREEDOM INVESTORS CORP.

BD
CRD#: 23714
Longwood, FL
Past

April 2, 2014 - December 31, 2014

MERRIMAC CORPORATE SECURITIES, INC.

BD
CRD#: 35463
ALTAMONTE SPRINGS, FL
Past

January 5, 2012 - June 4, 2012

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
TAMPA, FL
Past

August 30, 2011 - December 7, 2011

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

January 11, 2011 - August 5, 2011

BROKERSXPRESS LLC

BD
CRD#: 127081
KENSINGTON, NH
Past

May 15, 2008 - January 12, 2011

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

February 13, 2001 - February 13, 2004

FEDERAL STREET INVESTMENTS, INC.

BD
CRD#: 104290
BEVERLY, MA
Past

November 14, 2000 - April 27, 2001

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

May 24, 1995 - November 15, 2000

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

January 31, 1995 - April 26, 1995

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

August 9, 1993 - December 31, 1993

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA
Past

February 8, 1993 - September 9, 1993

DUNHILL EQUITIES, INC.

BD
CRD#: 21822
GARDEN CITY, NY
Past

June 3, 1992 - April 16, 1993

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(5/17/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/22/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


NE
NEW ENGLAND TACTICAL INVESTMENTS LLC
NEW ENGLAND TACTICAL INVESTMENTS LLC

CRD#: 301909 / SEC#:

New Hampshire
Registered Investment Advisory firm - (5/17/2019 Approved)
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Contact information


Main Address
Kensington, NH
Mailing Address
Phone number
(617) 594-1425
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEW ENGLAND TACTICAL INVESTMENTS LLC

CRD#: 301909Kensington, NH

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