John F. Glass
Professional summary
John F Glass, who also goes by John Fisher Glass, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Paradise Valley, Arizona and NYLIFE SECURITIES LLC located in Paradise Valley, Arizona.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. John has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John F Glass's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2013 - Present
EAGLE STRATEGIES LLC
February 15, 2013 - Present
NYLIFE SECURITIES LLC
January 22, 2009 - December 4, 2012
NATIONAL PLANNING CORPORATION
January 2, 2009 - December 4, 2012
NATIONAL PLANNING CORPORATION
October 31, 2005 - December 31, 2008
OSAIC SERVICES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
November 22, 1989 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 20, 1989 - December 12, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - December 6, 1989
OSAIC WEALTH, INC.
January 25, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 5, 1981 - January 30, 1984
TRANSAMERICA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2013)
(3/21/2013)
(11/8/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/17/1972
Registered Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
