Bobby L. Glass

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CRD#: 222733

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bobby Lee Glass, CFP®, who also goes by Bobby L Glass, was a registered financial professional .

Bobby is a previously registered financial professional and started their career in finance in 1973. Bobby had worked at 9 firms and has passed the Series 63, SIE, Series 1, Series 51, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bobby L Glass

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROPRIETOR; INVESTMENT RELATED; 3254 FOX MILL ROAD, OAKTON, VA.; FIXED INSURANCE; AGENT WITH VARIOUS AGENCIES AND SEVERAL CARRIERS; 07/1979; 1 HR/MO DURING TRADING HOURS; FIXED INSURANCE SALES. WARWICK ASSOCIATES, LLC; NON-INVESTMENT RELATED; 3600 CHAIN BRIDGE RD, FAIRFAX VA.; 1/1986; COMMERCIAL REAL ESTATE; OWNER; 1/1986; 1 HR/MO DURING NON-TRADING HOURS; RENT OFFICE SPACE. Director of Pete River Farm Property Owners Association. This activity is non-investment related and Mr. Glass receives no compensation from this outside activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1982

Experience

Past

May 25, 2016 - March 6, 2025

CAPITOL PRIVATE WEALTH GROUP LLC

RIA

CRD#: 283257

VIENNA, VA

Past

February 1, 2010 - December 31, 2015

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

RESTON, VA

Past

January 1, 2004 - February 2, 2010

CETERA ADVISORS LLC

CRD#: 10299

FAIRFAX, VA

Past

October 18, 1996 - January 30, 2015

ACORN FINANCIAL ADVISORY SERVICES, INC.

RIA

CRD#: 116763

FAIRFAX, VA

Past

April 28, 1992 - January 1, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

September 12, 1990 - May 5, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

February 22, 1984 - September 11, 1990

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

March 15, 1977 - February 1, 1984

FMR SECURITIES, INC.

CRD#: 7362

Past

January 10, 1973 - April 14, 1977

CORNERSTONE FINANCIAL SERVICES, INC.

CRD#: 953

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITOL PRIVATE WEALTH GROUP LLC

CAPITOL PRIVATE WEALTH GROUP LLC | TYSONS WEALTH GROUP LLC | DALIMONTE AND ASSOCIATES LLC

CRD#: 283257 / SEC#: 801-111009

RIA

Registered Investment Advisory firm - (8/17/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (12/8/2017 Terminated)

Virginia

Registered Investment Advisory firm - (12/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 1/9/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/4/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/26/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 8/24/1976

Registered Principal Examination

Current Firm

CAPITOL PRIVATE WEALTH GROUP LLC

CAPITOL PRIVATE WEALTH GROUP LLC | TYSONS WEALTH GROUP LLC | DALIMONTE AND ASSOCIATES LLC

CRD#: 283257 / SEC#: 801-111009

RIA

Registered Investment Advisory firm - (8/17/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (12/8/2017 Terminated)

Virginia

Registered Investment Advisory firm - (12/11/2017 Terminated)

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Contact information

Main Address

8150 Leesburg Pike Suite 630, Vienna, VA 22182

Mailing Address

Phone number

(703) 226-0008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-CAPITOL PRIVATE WEALTH GROUP LLC (2/11/2025)

Regulatory assets under management

Total Number of Accounts	1,696
AUM (Assets Under Management)	$ 450,705,752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bobby L. Glass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CETERA ADVISORS LLC

ACORN FINANCIAL ADVISORY SERVICES, INC.

IFG NETWORK SECURITIES, INC.

DERAND/PENNINGTON/BASS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

FMR SECURITIES, INC.

CORNERSTONE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAPITOL PRIVATE WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/1987

SIE

Date: 12/31/2015

Series 1

Date: 1/9/1973

Series 51

Date: 4/4/2003

Series 4

Date: 6/26/1987

Series 40

Date: 8/24/1976

Current Firm

CAPITOL PRIVATE WEALTH GROUP LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITOL PRIVATE WEALTH GROUP LLC

TRUST BUT VERIFY

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